Ethics-The concealment of Lehman brothers


To make matters worse, the problem of Repo 105 is revealed after the financial crisis which is derived from subprime loans. Right after the global financial crisis, Lehman Brothers invested in Information systems to create a high-speed trading technology for dealing of equities called Baikal. Moreover, it has been brought about profound spillover effect to the IT industry and it is not only the information infrastructure, they got also many IT software to control their complicated data. Then, the systems became an obstacle of finding out Repo 105’s problem. Their financial executives conceal their debt in Repo 105 but the complicated IT system database prevents Repo 105 from the investigation of attorneys.

Richerd Fuld tried to make their leverage ratio look better. The reason is that Rating Agencies like S&P would grade companies based on leverage ratio. They wanted to keep their approval. If the ratio is high, the company’s reputation would be down grade. Before the crisis, Lehman Brother’s leverage ratio was extraordinary high. Many people didn’t care about the ratio because it is not famous and not focused from investors. After the crisis, when people were aware of the importance of the ratio and they became curious about ratio, Richerd Fuld tried to show the ratio more lower and implemented concealment by Repo 105. Due to using Repo 105, it could amend its leverage ratio from 13.9 to a far more favorable 12.1 in net bases.

The concealment is not only to remove their securities inventory from balance sheet but Lehman accounted for Repo 105 transaction as “sales” as opposed to financing transactions. They also raised cash by selling assets to a behind-the scenes phantom company called Hudson Castle.

 

Reference

Lehman Brothers invested in IT despite credit crunch


The Dearth of Ethics and the Death of Lehman Brothers

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